Third-Party Certification Documentation (Archives)
The new ENERGY STAR third-party certification procedures are the result of a collaborative process involving EPA and numerous ENERGY STAR partners and stakeholders. Below is a collection of draft documents, stakeholder comments, presentations, memoranda and records of conference calls that played a role in the development of these new procedures.
EPA's Role as Scheme Owner for ENERGY STAR Product Certification
EPA is solely responsible for identifying the criteria that products must be certified against to earn the ENERGY STAR label. The American National Standards Institute (ANSI), an accreditation body that assesses CBs and an authority on conformity assessment, provided EPA a letter clarifying that ISO Guide 65 allows the Agency to define relevant product criteria that will be subject to certification.
Lab Recognition for Lighting Product Categories
In June 2011, EPA provided the following slides to assist laboratories seeking EPA recognition for lighting product specifications. This presentation has now been superseded by content in the Required Test Methods for EPA Recognized Laboratories (PDF, 214 KB).
Technical Assistance for Certification Bodies
EPA offers technical assistance to certification bodies as they certify products for ENERGY STAR.
- ITI Certification and Verification Overview (July 29, 2011) (PDF, 286 KB)
- Verification Testing Training (June 10, 2011) (PDF, 306 KB)
- EPA Update on Technical Assistance (February 14, 2011) (PDF, 83 KB)
- EPA Notification of Technical Assistance (December 30, 2010) (PDF, 35 KB)
Treatment of Previously Qualified Products
On February 3, 2011, EPA released the following guidance on previously qualified products to ENERGY STAR partners and EPA–recognized CBs.
- Instructions for Certification Bodies (PDF, 38 KB)
Third-Party CB Training Materials and Presentations
On December 2-3, 2010, EPA hosted Third–Party Certification training for EPA–recognized CBs and applicant CBs in Washington, DC. The general training provided an overview of the new procedures for certifying and verifying products for ENERGY STAR, as well as expectations for ongoing communication with CBs and EPA. The lighting training focused on certification issues specific to lighting products. The following documents and presentations were shared with attendees.
ITI CB Training Presentation
On December 8, EPA met with EPA-recognized CBs, applicant CBs and the members of the Information Technology Industry Council in Austin, Texas to discuss how the new third-party certification Procedures would apply to ENERGY STAR Information Technology products. The following presentation was delivered to attendees.
Accreditation Bodies
- Application for EPA Recognition of an Accreditation Body (PDF, 358 KB)
- Final Conditions and Criteria for Recognition of Accreditation Bodies for the ENERGY STAR Program
After careful consideration of stakeholder comments, on June 30, 2010 EPA finalized and distributed the Conditions and Criteria for Recognition of Accreditation Bodies for the ENERGY STAR Program. - Draft Conditions and Criteria for Recognition of Accreditation Bodies for ENERGY STAR Laboratory Accreditation
On May 3, 2010, EPA distributed the following documents to ENERGY STAR stakeholders. Stakeholders were requested to send their comments on the Draft Accreditation Body Requirements to ENERGYSTARVerificationProgram@energystar.gov by May 14, 2010. EPA plans to publish all stakeholder comments on its Web site, as well as a key issue and response document.- EPA Cover Memorandum (PDF, 35 KB)
Laboratories
- Final Conditions and Criteria for Recognition of Laboratories for the ENERGY STAR Program
After careful consideration of stakeholder comments, on June 30, 2010 EPA finalized and distributed the Conditions and Criteria for Recognition of Laboratories for the ENERGY STAR Program. - Draft Conditions and Criteria for Recognition of Laboratories for the ENERGY STAR Program
On May 17, 2010, EPA distributed the following documents to ENERGY STAR stakeholders. Stakeholders were requested to send their comments on the Draft Lab Requirements to ENERGYSTARVerificationProgram@energystar.gov by May 28, 2010. EPA plans to publish all stakeholder comments on its Web site, as well as a key issue and response document.- EPA Cover Memorandum (PDF, 35 KB)
Certification Bodies
- Application for EPA Recognition of a Certification Body (PDF, 482 KB)
- Final Conditions and Criteria for Recognition of Certification Bodies for the ENERGY STAR Program
After careful consideration of stakeholder comments, on August 23, 2010 EPA finalized and distributed "Conditions and Criteria for Recognition of Certification Bodies for the ENERGY STAR Program" with a Cover Memorandum, available below. - Final Draft Conditions and Criteria for Recognition of Certification Bodies for the ENERGY STAR Program
On July 23, 2010, EPA distributed the following documents to ENERGY STAR stakeholders. Stakeholders are requested to send their comments on the Final Draft Certification and Verification Requirements to ENERGYSTARVerificationProgram@energystar.gov by August 6, 2010, noting, "Final Draft Certification and Verification Requirements," in the subject line of their email. - Draft Conditions and Criteria for Recognition of Certification Bodies for the ENERGY STAR Program
On June 4, 2010, EPA distributed the following documents to ENERGY STAR stakeholders. Stakeholders are requested to send their comments on the Draft Certification and Verification Requirements to ENERGYSTARVerificationProgram@energystar.gov by June 25, 2010, noting, "Draft Certification and Verification Requirements," in the subject line of their email. EPA plans to publish these stakeholder comments on its Web site, as well as a key issue and response document.- EPA Cover Memorandum (PDF, 41 KB)
- ENERGY STAR Process Flow Diagram and Explanation (PDF, 102 KB)
Final ENERGY STAR Partner Commitments and Product Specifications
EPA finalized the new ENERGY STAR Partner Commitments and Product Specifications (i.e., Eligibility Criteria, Test Methods) in late October 2010. EPA reviewed, carefully considered, and in many cases accepted stakeholder comments on the Draft Partner Commitments and Product Specifications, which are posted below. EPA also shared its rationale for the edits made to these final documents in the EPA cover memo and supporting documentation also provided below.
Notification to Stakeholders
- October 26, 2010 EPA Cover Memo (PDF, 76 KB)
Final Partner Commitments and Product Specifications
- Appliances
- Clothes Washers (PDF, 73 KB)
- Dehumidifiers (PDF, 82 KB)
- Dishwashers (PDF, 70 KB)
- Refrigerators and Freezers (PDF, 77 KB)
- Room Air Cleaners (PDF, 77 KB)
- Room Air Conditioners (PDF, 144 KB)
- Commercial Equipment
- Vending Machines (PDF, 72 KB)
- Water Coolers (PDF, 93 KB)
- Commercial Food Service
- Commercial Dishwashers (PDF, 78 KB)
- Commercial Fryers (PDF, 69 KB)
- Commercial Griddles (PDF, 81 KB)
- Commercial Hot Food Holding Cabinets (PDF, 115 KB)
- Commercial Ice Machines (PDF, 71 KB)
- Commercial Ovens (PDF, 77 KB)
- Commercial Refrigerators and Freezers (PDF, 101 KB)
- Commercial Steam Cookers (PDF, 57 KB)
- Heating and Cooling
- Boilers (PDF, 62 KB)
- Ceiling Fans (PDF, 173 KB)
- Central Air Conditioners and Air-source Heat Pumps (PDF, 86 KB)
- Furnaces (PDF, 69 KB)
- Geothermal Heat Pumps (PDF, 89 KB)
- Light Commercial HVAC (PDF, 208 KB)
- Ventilating Fans (PDF, 151 KB)
- Home Electronics
- Audio/Video Equipment (PDF, 195 KB)
- Battery Chargers (PDF, 208 KB)
- Set-top Boxes (PDF, 167 KB)
- Telephony (PDF, 117 KB)
- Televisions (PDF, 210 KB)
- Home Envelope
- Roof Products (PDF, 243 KB)
- Windows, Doors, and Skylights (PDF, 203 KB)
- Lighting
- CFLs (PDF, 367 KB)
- Decorative Light Strings (PDF, 155 KB)
- Integral LED Lamps (PDF, 793 KB)
- Residential Light Fixtures (PDF, 422 KB)
- Solid-State Lighting (SSL) Luminaires (PDF, 474 KB)
- Office Equipment
- Computer Servers (PDF, 192 KB)
- Computers (PDF, 233 KB)
- Displays (PDF, 199 KB)
- Imaging Equipment (PDF, 684 KB)
- Water Heaters
- Water Heaters (PDF, 68 KB)
Stakeholder Comments on Draft Documents
- AHAM Comments (PDF, 41 KB)
- ARMA Comments (PDF, 59 KB)
- ATAS International Comments (PDF, 101 KB)
- Bradford White Comments (PDF, 59 KB)
- Chelsea Building Products Comments (PDF, 38 KB)
- Climate Savers Computer Initiative Comments (PDF, 93 KB)
- CRRC Comments (PDF, 83 KB)
- Epson Comments (PDF, 22 KB)
- IBM Comments 1 (PDF, 19 KB)
- IBM Comments 2 (PDF, 22 KB)
- ITI Comments 1 (PDF, 596 KB)
- ITI Comments 2 (PDF, 359 KB)
- ITI Comments 3 (PDF, 801 KB)
- ITI Comments 4 (PDF, 1.3 MB)
- JEITA Comments 1 (PDF, 15 KB)
- JEITA Comments 2 (PDF, 207 KB)
- METI Comments (PDF, 57 KB)
- Mitsubishi Electric Comments (PDF, 31 KB)
- Neo-Neon Comments (PDF, 96 KB)
- Océ Comments (PDF, 50 KB)
- Oki Data Comments (PDF, 38 KB)
- Osram Sylvania Comments (PDF, 58 KB)
- Panasonic Comments 1 (PDF, 47 KB)
- Panasonic Comments 2 (PDF, 46 KB)
- Pegatron Comments (PDF, 60 KB)
- Riso Kagaku Corporation Comments (PDF, 190 KB)
- Sony Comments 1 (PDF, 115 KB)
- Sony Comments 2 (PDF, 278 KB)
- Whirlpool Comments (PDF, 1.3 MB)
- Xerox Comments (PDF, 1.7 MB)
Notification to Stakeholders
- EPA Cover Letter (PDF, 46 KB)
Draft Partner Commitments and Product Specifications
- Appliances
- Clothes Washers (PDF, 117 KB)
- Dishwashers (PDF, 114 KB)
- Refrigerators and Freezers (PDF, 148 KB)
- Room Air Cleaners (PDF, 237 KB)
- Room Air Conditioners (PDF, 140 KB)
- Commercial Equipment
- Vending Machines (PDF, 254 KB)
- Water Coolers (PDF, 149 KB)
- Commercial Food Service
- Commercial Dishwashers (PDF, 158 KB)
- Commercial Fryers (PDF, 109 KB)
- Commercial Griddles (PDF, 142 KB)
Commercial Hot Food Holding Cabinets (PDF, 145 KB) - Commercial Ice Machines (PDF, 126 KB)
- Commercial Ovens (PDF, 136 KB)
- Commercial Refrigerators and Freezers (PDF, 198 KB)
- Commercial Steam Cookers (PDF, 112 KB)
- Heating and Cooling
- Boilers (PDF, 109 KB)
- Ceiling Fans (PDF, 364 KB)
- Central Air Conditioners and Air-source Heat Pumps (PDF, 181 KB)
- Dehumidifiers (PDF, 152 KB)
- Furnaces (PDF, 45 KB)
- Geothermal Heat Pumps (PDF, 169 KB)
- Light Commercial HVAC (PDF, 224 KB)
- Ventilating Fans (PDF, 275 KB)
- Home Electronics
- Audio/Video Equipment (PDF, 400 KB)
- Battery Chargers (PDF, 279 KB)
- Set-top Boxes (PDF, 55 KB)
- Telephony (PDF, 148 KB)
- Televisions (PDF, 460 KB)
- Home Envelope
- Roof Products (PDF, 237 KB)
- Windows, Doors, and Skylights (PDF, 40 KB)
- Lighting
- CFLs (PDF, 420 KB)
- Decorative Light Strings (PDF, 39 KB)
- Integral LED Lamps (PDF, 776 KB)
- Residential Light Fixtures (PDF, 137 KB)
- Solid-State Lighting (SSL) Luminaires (PDF, 473 KB)
- Office Equipment
- Computer Servers (PDF, 362 KB)
- Computers (PDF, 499 KB)
- Displays (PDF, 263 KB)
- Imaging Equipment (PDF, 679 KB)
- Water Heaters
- Water Heaters (PDF, 136 KB)
Introductory Conference Calls, March 26 to April 6, 2010
The information presented in these calls and webinars launched EPA's stakeholder process to develop third-party certification requirements for ENERGY STAR products. The introductory call covered program-wide topics that were expected to be of interest to all partners regardless of the products they manufactured or the nature of their partnership with EPA. Following this call, EPA hosted a series of product-specific webinars.
- Stakeholder Comments on the Introductory Conference Calls
- ENERGY STAR Enhanced Testing and Verification Conference Call Recording (March 26, 2010) (MP3, 14 MB)
- Third-Party Stakeholder Presentation (November 12, 2009) (PDF, 107 KB)
- EPA Presentation: Appliances (PDF, 74 KB)
- EPA Presentation: Commercial Food Service Equipment (PDF, 77 KB)
- NRA Show Third-Party Certification Discussion Notes (PDF, 39 KB)
- EPA Presentation: HVAC (PDF, 75 KB)
- EPA Presentation: Insulation Program Enhancements (PDF, 244 KB)
- EPA Presentation: Lighting (PDF, 65 KB)
- EPA Presentation: Roof Products (PDF, 59 KB)
- EPA Presentation: Vending Machines and Water Coolers (PDF, 67 KB)
- EPA Presentation: Water Heaters (PDF, 74 KB)
- EPA Presentation: Windows, Doors, and Skylights (PDF, 49 KB)
Historical Product Qualification Procedures
Prior to January 1, 2011, EPA directly qualified products that met the relevant ENERGY STAR requirements, and did not require third-party certification of data. Product data was submitted to EPA through either a Qualifying Product Information (QPI) form, or the Online Product Submittal tool. The most recent QPI forms used prior to the launch of the third-party certification requirements are found at Qualified Product Information.